OSS Consult provides a comprehensive suite of Governance, Risk, Compliance and Prudential Regulation solutions and guidance for your firm.
With a team that has extensive knowledge and experience in handling the FCA authorisation process, and assisting firms with FCA remediation projects, we can provide you with an efficient, professional, seamless and value-added service.
We can guide you in designing and implementing the appropriate corporate governance framework for your firm, as well as providing expertise in aiding you with your risk registers, ICARA and ICAAP, and liquidity risk management documentation.
We can help Compliance departments unpick the sometimes confusing minefield of FCA rules and various regulations such as MiFID, in an easy-to-understand and client-centric manner.
We provide bespoke specialist advice and guidance on the intricacies of regulations such as the Investment Firms Prudential Regime (IFPR) and the Capital Requirements Regulation and Directive (CRR/CRDIV).
With in-depth practical experience and knowledge, we can provide you with advice and guidance in all CASS related matters, including the implementation of your detailed Risk and Controls Rules Mapping.
With a team consisting of former MLROs, we can assist you in designing and implementing your Financial Crime Framework with a suite of policies and procedures.
We can help design and implement your SMCR Framework as well as review your existing framework and documentation and provide feedback on where improvements are required.