OSS Consult aims to provide its clients with an easy to understand way of unpicking the rules and regulations that firms authorised and regulated by the Financial Conduct Authority (FCA) have to adhere to. Having worked in the Financial Services Industry for over 100 years combined, the team of consultants and advisers at OSS Consult have first-hand experience of having to work with external professional advisers and consultants, and appreciate this can sometimes be a frustrating and costly experience. Our approach to regulatory consultancy is to bring value to your firm in a seamless, efficient and easy-to-understand manner, without the unnecessary noise.
OSS Consult always puts itself in the shoes of the client, and our team will support your firm using both its extensive practical knowledge and experiences of implementing the FCA rules and dealing first-hand with the FCA supervisory and enforcement teams, as well as using its theoretical knowledge of the FCA Handbook and associated regulations, whilst also understanding and balancing the commercial realities of your firm’s business activities.
Do you need help with Governance, Risk, Compliance or Prudential Regulation? Please get in touch to discuss how we can support your business needs.
OSS Consult provides a comprehensive suite of Governance, Risk, Compliance and Prudential Regulation solutions and guidance for your firm.
With a team that has extensive knowledge and experience in handling the FCA authorisation process, and assisting firms with FCA remediation projects, we can provide you with an efficient, professional, seamless and value-added service.
We can guide you in designing and implementing the appropriate corporate governance framework for your firm, as well as providing expertise in aiding you with your risk registers, ICARA and ICAAP, and liquidity risk management documentation.
We can help Compliance departments unpick the sometimes confusing minefield of FCA rules and various regulations such as MiFID, in an easy-to-understand and client-centric manner.
We provide bespoke specialist advice and guidance on the intricacies of regulations such as the Investment Firms Prudential Regime (IFPR) and the Capital Requirements Regulation and Directive (CRR/CRDIV).
With in-depth practical experience and knowledge, we can provide you with advice and guidance in all CASS related matters, including the implementation of your detailed Risk and Controls Rules Mapping.
With a team consisting of former MLROs, we can assist you in designing and implementing your Financial Crime Framework with a suite of policies and procedures.
We can help design and implement your SMCR Framework as well as review your existing framework and documentation and provide feedback on where improvements are required.
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